Tuesday, August 2, 2016

Rule of Business about Policy regarding performance appraisal Practices of Performance appraisal system in the administration of Bangladesh


Abstract

From the urgency of changing trends and improving civil servants activities for achieving good governance the Performance appraisal system is appeared. The purpose of this paper is to know details about the performance appraisal system in Bangladeshi civil service and the techniques of practicing performance appraisal and the outcomes of the techniques. It is a matter of concerning at the same time sort of disappointing that we see hardly change or reform in performance appraisal system in Bangladesh. From the time immemorial, Administration following the Annual Confidential Report (ACR) for measuring performance of civil servants. But this time administrative work is more spreader than before and that is why administration need more specific performance measuring techniques for ensuring the proper utilization of resources, accountability, transparency, effectiveness and efficiency. Considering the new urgency Government of Bangladesh introduced Annual Performance Agreements (APAs) which is part of the Government Performance Management System (GPMS). Individual and organizational performance play significant role of achieving administrative performance and good governance goal.

Key Words: Annual Confidential Report (ACR), Annual Performance Agreements (APAs), Public service, Performance Appraisal, Efficiency, Accountability.


Introduction
Administration is the oxygen for the Government. To operate government activities smoothly administration play vital role. Civil servants are the driving power of the administration. They have to be more cautious, knowledgeable, responded, hard working, healthy, and public oriented, well behaved and so on. They work on service delivery of the civil service to the public becoming civil servants. Performance of civil servants and institution both have important contribution in public service delivery. To ensure successful public service delivery with skill and professionalism public sector should impose on the Performance ability of officials and administration. To measure officials performance administration follow Annual Confidential Report (ACR) and to measure organizational performance Annual Report (AR) has to be submitted. Though ACR is confidential but not neutral. Nepotism and stand high in favor are the common error of ACR and to make it useless through wrong judgments. Another measurement tool AR also has lacking because of the absence of monitoring and evaluating organizational performance in terms of output and outcome indicators in the public service.
Lack of accountability, transparency, administrative inefficiency, criticism of red tape, mismanagement, miscommunication, corruption and misuse of power, administrative performance is now a volley of questions. Main purposes of introducing Annual Performance Agreement are: (a) moving the focus of the ministry from process-orientation to result-orientation, and (b) providing an objective and fair basis to evaluate overall performance of the ministry/divisional the end of the year. ([1]) Ten annual performance agreements (APAs) were signed between the Cabinet Secretary and the Secretaries and Senior Secretaries of 10 ministries and divisions concerned, aiming to improve the performance and accountability of public servants. [2]

Problem statement
Administrative Performance is more than something of administrative duty and responsibility. Following the Rules of Business 1996 and revised up to July 2012, “Policy regarding Performance appraisal, its countersignature, preservation, representation on adverse comments, its use and all references thereto”- is an indication about administrative performance of individuals and organizations of administration.
The impact, response and outcomes of performance appraisal strategies such as- Annual Confidential Report (ACR), Annual Performance Agreement (APA) and Performance measuring tools on civil servants of administration. 

Literature Review
Administrative and individual performance both are needed to measure following the performance appraisal tool to make sure if performance is good or bad. Not only that where should pay more focus and in which area performance is lacking can be found out through performance appraisal tool.
In the public sector in Bangladesh the prevailing performance appraisal system is known as the Annual Confidential Report (ACR) which has eight parts including Medical check-up report; Bio-data off the appraised; Personal traits and task accomplishment; Pen picture; Recommendation; Countersigning; and Role of the ministry.
The Annual Performance Agreement seeks to address three basic questions: (a) what are ministry’s main objectives for the year? (b) What activities are proposed by the ministry to achieve these objectives? (c) How would someone know at the end of the year the degree of progress made in implementing these activities? That is, what are the relevant performance indicators and their targets which can be monitored? [3]
From the circular of Civil service examination to promotion in every stage performance based activity must be monitored and evaluated. That is possible if performance assessment tools are strictly followed. But unfortunately ACR and AR have flaws which are the obstacle of proper performance assessment. To eradicate those flaws Government of Bangladesh imitated the new performance appraisal system called APAs under the Government Performance Management System (GPMS).


Objective of the study
-          To identify the tools used for measuring performance of officials and administration.
-          To draw the picture of practicing performance appraisal tools
-          To find out the outcome of performance measuring system in administration
-          To find out the response of civil servants on the performance measuring assessment

Methodology of the study
Sources of Data collection: writing materials are collected from the secondary sources. Secondary sources were articles, reports, newspaper, books and journals. Along with government rules and regulations, guidelines, publications and the websites of the Ministry of Public Administration. 
Study area:  Performance appraisal system of civil service of Bangladesh and its outcome.
Research Question
a)      To what extent performance appraisal system of Bangladesh is effective or ineffective?
b)      What are the outcomes of performance appraisal system in administration?
c)      What are the potential outcomes of performance appraisal system?
d)     To what extent Bangladesh civil service achieved from performance appraisal tools?
Limitation of the study
-          There were some limitations off completing this paper. Among them resources constraints is need to mention. There were limited writings on this area and there was less up-to-date information for using.
-          Another constrain was time. Time was too short to complete this kind of paper.

Conceptual framework of the Discussion
ACR which is used to assess the individual performance of the administration improved first in 1982 with the addition of pen picture which had to be signed by the officer reported upon. The Annual Confidential Report was first introduced in 1934 under the Miscellaneous Rules. Before that 1834 in the British colonialism performance measurement was just writing note by the superior officer to the new officer about his subordinates. Then that was familiar in the name of “Note to the Successor”. During Pakistan period, Graphic Rating Scale (GRS) along with a pen picture was introduced to measure both the personality and the performance traits (BPATC, 1989: 21). After independence, the Administrative and Services Reorganization Committee (1973) reviewed the inherited ACR system and recommended to use a similar form for all types of employees for the sake of comparability and equality. The Pay and Service Commission (1977) recommended measuring the potential of an employee as to make better promotion decisions (BPATC, 1989: 22). In 1982, the then government formed a Martial Law Committee to review the ACR. The committee was heavily influenced by the system of appraisal used in the defense services. Following its proposal, a new ACR was introduced in 1982, which was a significant break from the past (Hossain, 2004). [4]

Parts of ACR
Part-1: Medical Check-up
Part-2: Bio-data of the appraised
Part-3 & 4: Personal traits and task accomplishment
Part-5: Pen picture
Part-6: Recommendation
Part-7: Countersigning
Part-8:  Role of the ministry

In 1990, the ACR format was again changed. In the following table fundamental differences between the post-1982 and the post 1990 ACRs are highlighted. [5]

Criteria
ACR 1982
ACR 1990
Evaluation
Measurement factors
Total 20 factors: 8
personality and 12
performance factors
Total 25 factors:13
personality and 12
performance factors
Personality has been
given more emphasis
which is difficult to
measure
Rating scale
Ranged from 1 to 5;
each with generalized
anchor definition, e.g.
anchor 5 of punctuality
trait was defined as
Never late in office
Ranged from 1 to 4; no
anchor definition
Without anchor definition,
ACR became
more prone to subjectivity
Summary scale
Top 2 grades thresholds
were 91 and 81
Top 2 grades thresholds
were 95 and 85
Getting of top grades
became stricter


There is a flaw that civil service is unresponsive to the needs of the citizens as a whole and unfriendly to private sector business. Making civil servants truly responsive to the needs and demands of the citizen and change their mind-sets in a way that they serve the citizens-the way citizens want to be served rather than the way the civil servants want to serve them.
Performance of civil service has dramatically declined over last 15 years. [6]  The reason of declining is the lack of accountability. Civil servants were not responsive to the citizens and not accountable for their responsibility to the superiors. There was a trend that performance appraisal only needed when civil servants nominated to the promotion. To get promotion they want to ACR certificate from the superiors by anyhow. This attitude is the main problem of ACR which can have an influence on the ACR along with superiors to be influenced. Then it is not become confidential.  It is become favor of influence.
There are some flaws in the fundamental section of ACR which are mentioning below-
-           In the medical check-up report there is no section of describing any type of bad disease. So if officers have any disease and they want to hide they can doo that easily.
-           25 parameters are set for measuring performance but those are all about personality traits rather than about performance. As an example, intelligence, cooperation, public relation and so on are the criteria of personality not the measuring point of performance.
-           ACR is given once a year. There is a tendency among officials that they work had in the end of the year to get ACR but whole the year they become indifferent and unresponsive about their task accomplishment.
-           Officials can get recommendation from the report writing officer easily if only they know each other well and officials do something for the officer. Then ACR measuring does not matter of getting recommendation.

On the other hand the Annual Report of organizational performance reflects the activities of the organization perform the whole year. But it also has some problems in structural foundations. Those ares-
-           Absence of strong monitoring culture and evaluating organizational performance in the public service.
-           Absence of departmental information system to provide performance information in the annual reports
-           Lack of agreed framework of organizational performance criteria and other deficiencies in the formal reporting requirements in Bangladesh.

Annual Performance Agreement is essentially a record of understanding between a Minister representing the people’s mandate, and the Secretary of a Ministry/Division responsible for implementing this mandate. A Performance Agreement provides a summary of the most important results that a ministry/division expects to achieve during the financial year. This document contains not only the agreed objectives, but also performance indicators and targets to measure progress in implementing them. APAs is a turning point of administrative development With the implementation of the performance management system, it is expected that the efficiency and accountability of the government offices would enhance while the implementation pace of government policies and programs through intense monitoring would be expedited.

Aiming at the performance and accountability of civil servants APAs is signed recently between the Cabinet Secretary and the Secretaries and Senior Secretaries of 10 ministries and divisions. The 10 ministries and divisions which signed the APA are Road Transport and Highways Division, Ministry of Home Affairs, Ministry of Textiles and Jute, Energy and Mineral Resources Division, Ministry of Industries, Ministry of Commerce, Ministry of Housing and Public Works, Bridges Division, Ministry of Social Welfare and Economic Relations Division. [7]
The Annual Performance Agreement should contain a preamble and following six sections - [8]





Section 1 :



Ministry/Division‟s Vision, Mission, Strategic Objectives and Functions

Section 2 :
Strategic Objectives, Priorities, Activities, Performance Indicators and Targets

Section 3 :
Trend values of the Performance Indicators

Section 4 :
Description of Performance Indicators, Implementing Departments/Agencies and Measurement Methodology

Section 5 :
Specific Performance Requirements from other Ministries/Divisions

Section 6 :
Outcomes of the Ministry/Division


Findings of the study
Following the objectives of the study and the research questions the findings are given sequentially-
Administration use ACR for individual performance assessment and for administrative performance assessment APAs is a new initiative and which is already started its work. It is also seen that ACR is very old performance measuring tools which is practicing and following every time.  There is no significant dimensional change or reform in ACR after the 1990. Outcome off ACR is very poor in the question of individual performance. But government is more concern about civil servants performance for ensuring good governance through e-governance system. That is why government is now operating their techniques of performance appraisal under the Government Performance Management System (GPSM) through providing Public Administration awards for the civil servants and APAs for the ministries and divisions. Award is considered as a social recognition which can make a official as valuable and respected ideal person. Public Administration award policies 2015 is working for selecting and electing responsible official for giving awards on the basis of his performance and accomplishment of duty and responsibility.  This award is one kind of motivation and inspiring factor to make officials more responsive and public oriented. At the same time more responsiveness will play important in the implementation of e-governance process. Already this e-governance concept gets more attention and implemented in a large scale on various field of public service.
Though ACR is not properly effective and slightly ineffective it should be reformed to make it more confidential and neutral. Administrative accountability should include in the AR to make sure that administration being government institution will do not do anything illogical and illegal through misusing the power. 
The potential outcomes of existing performance appraisal are the overall successful accomplishment of public service delivery with quick response, transparency, accountability, citizen oriented administration. Administration of Bangladesh still now trying hard to reach in success point. But it should be agreed that administrative work is more responsive and more participatory then before concerning the matter of performance delivery. It will improve day by day with the new performance appraisal tool of APAs.

Conclusion
Performance is not only done for the public but also it is important for the administration and civil servants. For a successful performance administration need to maintain a powerful performance appraisal technique so that with the good performance ability good governance can be ensured. The more important thing is to ensure fairness in ACR and strong tools should be added to ensure productivity in performance assessment report through so that eligible officials can get what they deserved. Eligible persons should post in their right position.
Recommendation
The urgent recommendation on the discussion of this paper is to bring change or take reform initiative for performance appraisal system of administration in Bangladesh. Exiting system is too old to adapt in recent demand.
Major changes should include in the ACR to define properly the performance indicators not only the personality indicators.
Confidentiality should maintain strongly so that the chance of biasness could be avoided.
References

BPATC, (1989). Performance Appraisal System of Class I officers of Bangladesh Civil Service. Savar: Bangladesh Public Administration Training Center (BPATC).

Hossain, A., (2004). Civil Service Management. Unpublished Doctoral Thesis, University of Dhaka: Bangladesh.

Haque, Mohammad Ashraful (2012). Performance Appraisal System of Bangladesh Civil Service: An analysis of its efficiency. International Public Management Review, 13(1)

Jahan, Ferdous (2006). Public Administration in Bangladesh. Center for Governance Studies, WP1

Kim, Pan Suk and Monem, M. Civil Service Reform in Bangladesh: All Play but Hardly any work

Public Administration Award Policies 2015

The News Today (26 February 2015) P-8

The Daily Sun (24 February 2015) [Back page]




[1] Guidelines for Annual Performance Agreements (APAs) 2014-15. Cabinet Division. Government of the People’s Republic of Bangladesh.
[2] The Daily Sun (24 February 2015) [Back page]
[3] Guidelines for Annual Performance Agreements (APAs) 2014-15. P-3
[4] ,5Haque, M. Ashraful (2012). Perfromance Appraisal System of Bangladesh Civil Service: An analysis fo its efficiency. Ipmr. P-45.46.

[6] Kim, Pan Suk and Monem, M. Civil Service Reform in Bangladesh: All Play but Hardly any work. P-18

[7] The Daily Sun (24 February 2015) [Back page]
[8] Guidelines for Annual Performance Agreements (APAs) 2014-15. P-4

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